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The Financial Group, Inc.

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About Us

  • Our Firm
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Osaic Wealth Form CRS

IMPORTANT CONSUMER INFORMATION

This site is for informational purposes only and is not intended to be a solicitation or offering of any security and:

  • Representatives of a Registered Broker-Dealer (“BD”) or Registered Investment Advisor (“IA”) may only conduct business in a state if the representatives and the BD or IA they represent (a) satisfy the qualification requirements of, and are approved to do business by, that state; or (b) are excluded or exempted from that state's registration requirements.
  • Representatives of a BD or IA are deemed to conduct business in a state to the extent that they would provide individualized responses to investor inquiries that involve (a) effecting, or attempting to effect, transactions in securities; or (b) rendering personalized investment advice for compensation.

 

Securities and investment advisory services offered through Osaic Wealth, Inc., member FINRA/SIPC. Osaic Wealth, Inc. is separately owned and other entities and/or marketing names, products or services referenced here are independent of Osaic Wealth, Inc.. Neither Osaic Wealth, Inc. nor its representatives or employees provide legal or tax advice.

This communication is strictly intended for individuals residing in the states of (AZ, CO, FL, ID, IL, IN, KS, MD, MI, MN, OH, PA, TN, TX, UT, WA and WI) No offers may be made or accepted from any resident outside the specific state(s) referenced.

Certified Financial Planner Board of Standards Inc. owns the certification marks CFP®, Certified Financial Planner™ and federally registered CFP (with flame design) in the U.S., which it awards to individuals who successfully complete CFP Board's initial and ongoing certification requirements.

Osaic Wealth, Inc. Form CRS (https://www.osaic.com/crs)

Osaic Wealth, Inc. Form BD Firm Brochure (https://assets.osaic.com/m/4c10d51a564a75e2/original/BD-firm-brochure.pdf)

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